§ Ethics Rule 6.6Commission Review of Complaint or Investigation

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The Executive Director shall advise or authorize the General
Counsel or other employees to advise the Commission, in executive
session, of any complaints received together with the results of any
preliminary inquiry. In addition, the Executive Director may advise
or authorize any Commission employee to advise the Commission of any
alleged violations of these Rules based on a review by Commission
employees of registrations, reports and statements required to be
filed under these Rules or based upon independent research or inquiry
by Commission employees.

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